SEBI Registration No - INH300009914
These Research Services are provided by KRISHNA KUMAR PATHAK (Research Analyst License No. INH300009914)
CLIENT CONSENT AND TERMS & CONDITIONS
As a client, I provide my consent and agree to all the terms and conditions set by Krishna Pathak to
commence the services after fully understanding the following:
STANDARD TERMS & SERVICES:- I consent on the following understanding that:
A) I/We have read and understood the terms and conditions applicable to a research analyst as defined under Regulation 2(1)(u) of the SEBI (Research Analyst) Regulations, 2014, including the fee structure.
B) I/We are subscribing to the research services for our own benefit and consumption, and any reliance placed on the research report provided by the research analyst shall be based on our own judgment and assessment of the conclusions contained in the research report
C) I/We understand that:
i. Any investment made based on the recommendations in the research report is subject to market
risks.
ii. Recommendations in the research report do not provide any assurance of returns.
iii. There is no recourse to claim any losses incurred on the investments made based on the recommendations in the research report. I will not hold Krishna Kumar Pathak liable for any profits or losses.” Furthermore, I undertake to promptly inform you of any changes to the details provided
herein.
D) As a client/user, I, the undersigned, hereby confirm that the information provided, including my PAN number, date of birth, Address, mobile number, and email address, is accurate and true to the best of my knowledge and belief. By submitting this information, I acknowledge and consent to the terms and conditions set forth by Krishna Kumar Pathak for the services rendered.
E) This communication is sent through the official App / Channel of WealthFino, a brand name of Krishna Kumar Pathak, SEBI Registered Research Analyst, Registration Number INH300009914.“The recommendations I provide are based on my personal research and analysis. I, Krishna Kumar Pathak, am not responsible for any profits or losses from investments made based on these recommendations.”
F) Client Information and KYC: I shall furnish all such details in full as may be required by the RA in its standard form with supporting details, if required, as may be made mandatory by RAASB/ SEBI from time to time.
RA shall collect, store, upload and check KYC records of the clients with KYC Registration Agency (KRA) as specified by SEBI from time to time.
Dear Members,
Please be advised that it is mandatory to thoroughly review the following documents:
- Terms and Conditions
- SEBI Guidelines
- Research Disclaimers
- Client Consent and Terms & Condition
- Investor Charter
- Grievance Redressal
For detailed information, kindly visit: www.krishnapathak.com
DISCLAIMER
- Market Risks: Investments in the securities market, including equity and derivatives, are subject to market risks. Read all related documents carefully before investing.
- SEBI Registration: Registration granted by SEBI, membership of a SEBI-recognized supervisory body (if any), and certification from NISM in no way guarantee the performance of the intermediary or provide any assurance of returns to investors.
- Non-Refundable Fees: The fees paid are non-
- Illustrative Securities: The securities quoted (if any) are for illustration purposes only and are not The returns displayed (if any) are for informational purposes only and should not be considered advertisements or promotions influencing your subscription decisions.
- Recommendations and Profitability: Recommendations provided may not always result in profits. Not adhering to our recommendations or allocations may affect the profitability of your portfolio.
- Risk Factors: Investing in equity, derivatives, and related instruments involves uncertainties, including company-specific and market-related risks. We do not assure guaranteed returns, as the value of assets may fluctuate based on market forces, such as the de-listing of securities, market closures, or price volatility.
- Past Performance: Past performance does not ensure future Notwithstanding all efforts to conduct thorough research, clients should understand that investing in equity and derivatives involves the risk of losing both income and principal. Please ensure that you fully understand the risks involved in such investments.
- Communication Failures: There is a possibility of communication failures via electronic means, such as email or WhatsApp messages, which may be beyond our control.
For more information, visit: www.krishnapathak.com
Declaration of the RA that:
- Krishna Kumar Pathak the RA, is duly registered with SEBI as an RA pursuant to the SEBI (Research Analysts) Regulations, 2014 and its registration details are:
- Name of the RA : Krishna Kumar Pathak
- SEBI Registration Number : INH300009914
- Date of Registration : 22/June/2022
- It has registration and qualifications required to render the services contemplated under the RA Regulations, and the same are valid and subsisting;
- Research analyst services provided by it do not conflict with or violate any provision of law, rule
or regulation, contract, or other instrument to which it is a party or to which any of its property is or
may be subject; - The maximum fee that may be charged by RA is ₹1.51 lakhs per annum per family of client.
- The recommendations provided by RA do not provide any assurance of returns.
Additionally,
It is not engaged in any additional professional or business activities, on a whole-time basis or in an executive capacity, which interfere with/influence or have the potential to interfere with/ influence the independence of research report and/or recommendations contained therein.
- Consideration and mode of payment: I shall duly pay to RA, the agreed fees for the services that RA renders to the client and statutory charges, as applicable. Such fees and statutory charges shall be payable through the specified manner and mode(s)/ mechanism(s).
- Risk factors: Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Market Risks refer to partial or permanent loss on your investments in certain market conditions.
- Conflict of interest: The RA shall adhere to the applicable regulations/ circulars/ directions specified by SEBI from time to time in relation to disclosure and mitigation of any actual or potential conflict of interest.
Mandatory Disclosure on which Research Report is being issued:
- RA has exercised due diligence in checking the correctness and authenticity of the information contained herein, so far as it relates to current and historical information, but does not guarantee its accuracy or completeness. The opinions expressed are based on our current research as of the date appearing in the material and may be subject to change from time to time without notice.
- RA does not accept any liability arising from the use of this document or the information contained herein. The recipients of this material should rely on their own judgment and take their own professional advice before acting on this information.
- RA shall not be in any way responsible for any loss or damage that may arise to any person/s from any inadvertent error in the information contained, views and opinions expressed in this publication.
- RA or its associates, including relatives :
- Do not hold any financial interest in the Company.
- Do not have any actual/beneficial ownership of more than 1% in the company.
- Do not have any other material conflict of interest.
- RA or its associates are not affiliated with any other intermediaries or have received any brokerage or commission from any third party.
- RA or its associates have not received any compensation from the Company covered by Research Analyst during the past twelve months.
- RA or its associates have not managed or co-managed public offering of securities of the Company during the past twelve months.
- RA or its associates has not served as an officer, director or employee of the Company and has not been engaged in the market making activity of the Company.
- RA have ensured that the facts mentioned in the research report are taken from the reliable source and information. However, the investors are advised to independently evaluate the market conditions/ risks involved before making the investment decision.
Termination of service and refund of fees: Disclosure that the RA may suspend or terminate rendering of research services to client on account of suspension/ cancellation of registration of RA by SEBI and shall refund the residual amount to the client.
In case of suspension of certificate of registration of the RA for more than 60 (sixty) days or cancellation of the RA registration, RA shall refund the fees, on a pro rata basis for the period from the effective date of cancellation/ suspension to end of the subscription period.
Grievance redressal and dispute resolution: Any grievance related to (i) non receipt of research report or (ii) missing pages or inability to download the entire
report, or (iii) any other deficiency in the research services provided by RA, shall be escalated promptly by the client to the person/employee designated by RA, in this behalf (RA to provide name and e-mail ID of the designated person/employee).
Name of the Authority : Krishna Kumar Pathak
Research Analyst. Email ID : wealthfino@gmail.com
Mobile Number : +91-988-345-5700
The RA shall be responsible to resolve grievances within 7 (seven) business working days or such timelines as may be specified by SEBI under the RA Regulations.
RA shall redress grievances of the client in a timely and transparent manner. Any dispute between the RA and his client may be resolved through arbitration or through any other modes or mechanism as specified by SEBI from time to time.
Additional clauses: All additional voluntary clauses added by the RA should not be in contravention with rules/ regulations/ circulars of SEBI. Any changes in such voluntary clauses/document(s) shall be preceded by a notice of 15 days.
Mandatory notice: I shall be requested to go through Do’s and Don’ts while dealing with RA as specified in SEBI master circular no. SEBI/HO/MIRSD-POD- 1/P/CIR/2024/49 dated May 21, 2024 or as may be specified by SEBI from time to time.
Most Important Terms and Conditions (MITC): RA shall also disclose MITC to their clients which shall be standardised by Industry Standards Forum (ISF) in consultation with SEBI and RAASB.
RAs/research entity shall also include the following disclosure as part of the terms and conditions in their MITC:
“The terms and conditions and the consent thereon are for the research services provided by the RA and RA cannot execute/ carry out any trade (purchase/ sell transaction) on behalf of the client. Thus, you are advised not to permit RA to execute any trade on your behalf.”
REFUND & CANCELLATION POLICY
- By using the services of Krishna Kumar Pathak, you agree that all payments are non
refundable and non-cancellable. - Any investment decisions are made at your own risk.
- All investments carry market risks.
- By proceeding, you confirm that you accept these terms and agree that NO REFUND OR
CANCELLATIONS will be allowed.
Contact Us:
KRISHNA PATHAK – SEBI REGISTERED RESEARCH ANALYST Registration No. INH300009914 , Reg Date- 22-06-2022
Email: skrishna.sk4@gmail.com
Mobile– 9883455700
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Disclaimer
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